Public Company SEC Compliance & Reporting

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The Securities and Exchange Commission (SEC) requires public companies to file annual, quarterly and other filings in a timely manner while complying with all applicable accounting, auditing and regulatory requirements. As a firm registered with the Public Company Accounting Oversight Board (PCAOB) and the Center for Audit Quality, Withum is among the firms nationwide that are required to meet the highest level of quality standards within our industry in order to comply with the Board’s requirements and inspection process.

Withum’s SEC Public Company Audit Services Team provides you with the expertise, responsiveness and efficiency you need to be in a position of strength. Withum ranks among the Top 10 firms by public company audits with approximately 150 SEC registrants. Our dedicated team has extensive experience with SEC Registrants in various industry sectors, including life sciences, technology , healthcare and special purpose acquisition companies. We understand the critical issues and complex SEC reporting requirements companies face. An efficient and thorough audit approach results in more value for public companies.

Our Services in Accordance with PCAOB Standards

Audits of financial statements included in Form 10-K
Quarterly reviews of financial statements included in Form 10-Q

Audits of employee benefit plans included in Form 11-K

Services for Non-Audit Clients

For non-audit clients, we advise and assist with valuation services, tax consulting, financial statement preparation, Sarbanes Oxley compliance assistance, conduct technical training and research on unique complex issues to help you stay ahead of the curve. Learn more about SEC Public Company Advisory Services.

Industry Involvement

In addition to our team’s combined experience working in this area at Big 4 and other national accounting firms, as CFOs of public companies, adjunct professors at universities, past and present board members of public companies, we have extensive involvement in various state CPA societies and other industry centers of influence.