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Financial Services

Withum's Financial Services Group includes a team of specialists who keep our clients ahead of the curve on all audit, tax and compliance issues, serving venture capital firms, hedge fund managers, private equity firms, mortgage bankers, broker-dealers, credit unions, banking institutions and regulated investment companies.

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Financial Services

Charging through the ups and downs of the financial market, Withum's Financial Services professionals can help you build a sustainable and profitable future.

Withum’s Financial Services and Investment Group includes an elite team of specialists who keep our clients ahead of the curve on all audit, tax and compliance issues, serving venture capital firms, hedge fund managers, private equity firms, mortgage bankers, broker-dealers, credit unions, banking institutions and regulated investment companies. Our experienced professionals are up-to-the-minute on all matters affecting the PCAOB, SEC, FINRA, National Futures Association (“NFA”), Commodity Futures Trade Commission (“CFTC”) and other regulatory organizations. Our reliable, “no surprises” approach and customized support makes us the firm of choice in the financial services industry.

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