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Financial Services

Charging through the ups and downs of the financial market, Withum's Financial Services professionals can help you build a sustainable and profitable future.

Withum’s Financial Services and Investment Group includes an elite team of specialists who keep our clients ahead of the curve on all audit, tax and compliance issues.

Our clients appreciate our commitment to delivering value with our industry expertise, helping them navigate the continually changing, complex compliance and tax landscape. Withum is ranked nationally among the top advisory and accounting firms servicing venture capital firms, hedge fund managers, private equity firms, mortgage bankers, broker-dealers, credit unions, banking institutions, and regulated investment companies.

Our experienced professionals are up-to-the-minute on all matters affecting the PCAOB, SEC, FINRA, National Futures Association (“NFA”), Commodity Futures Trade Commission (“CFTC”) and other regulatory organizations. Our reliable, “no surprises” approach and customized support make us the firm of choice in the financial services industry.

Financial Services Resources

Should Carry Be Considered a Fee or a Profit? Are You Seeing Variations to the Traditional 2 and 20 Fee and Carry Structure? What Does the SEC Want to See from Valuation Methodology?
What’s the Regulator’s View on Secondary Transactions? How Should GPs Present Performance Data to Stay SEC Compliant?

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Withum works directly with many industry organizations.

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