The SEC Order provides a 45-day extension to file certain disclosure reports that were originally due between March 1 and July 1, 2020. Public registrants must meet certain conditions to receive relief, including:
If you are considering utilizing the SEC’s Form 11-K filing relief and would like to request a filing extension, we recommend that you speak to the plan’s SEC counsel who would be able to guide you through the intricacies of filing a request with the SEC. For more information on this topic, please reach out to one of our professionals.
As the current COVID-19 situation unfolds, significant changes and measures may be implemented to provide relief across all industries. At the time of this article’s release, the Department of Labor (DOL) has not yet announced any relief measures related to filing Form 5500 and other regulatory items. Stay tuned as more developments are released.