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Broker-Dealer Conference Summary In NYC

Broker-Dealer Conference Summary In NYC This past week the New York State Society of CPAs held their annual Broker-Dealer Conference at the New York Marriot Marquis. I was unable to attend as I had an AICPA Peer Review Board meeting in North Carolina. One of my partners, Brian Wallace, who heads up the WS+B Broker-Dealer...

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Plan Fiduciaries: Don’t Crash and Burn With Your TDF Glidepath

Plan Fiduciaries: Don’t Crash and Burn With Your TDF Glidepath Email Dave Business owners and other fiduciaries involved in company-sponsored retirement plans, like a 401(k) plan, have all the elements of personal risk associated with being a fiduciary. Many plan sponsors have put in place target date funds (TDFs) in order to address some of...

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